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  • Account Access
  • Contact Us
  • Brokercheck

Brokercheck

 BrokerCheck helps you make informed choices about brokers and brokerage firms and provides easy access to investment adviser information. BrokerCheck gives you a snapshot of a broker's employment history,  regulatory actions, and investment-related licensing information,  arbitrations and complaints. 

BrokerCheck

  Securities offered through Sigma Financial Corporation, a registered broker/dealer. Member FINRA & SIPC. Investment advisory services offered through Sigma Planning Corporation, a registered investment advisor. Legacy Oak Financial Services is independent of Sigma Financial Corporation and Sigma Planning Corporation.    

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